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W-20: Operations Ways of Work

Field Value
Document W-20
Title Operations Ways of Work
Status Draft
Owner COO (Kamil Shaikh)
Created 2026-04-05
Review Quarterly
Depends On W-01 (Company Operating Rhythm), SLA-MANAGEMENT-FRAMEWORK, CHANNEL-HEALTH-MONITORING-STANDARD, MERCHANT-ONBOARDING-STANDARD

Purpose

Define how Simpaisa's operations team monitors, manages, and maintains the payment gateway on a daily basis. This document covers the end-to-end operational cadence from shift handover through settlement, including escalation paths and reporting obligations. It applies to all operations staff across PK, BD, NP, IQ, EG, and AE.

1. Daily Operations Cadence

1.1 Shift Handover

Operations runs on a follow-the-sun model across PK (GMT+5), BD (GMT+6), and AE (GMT+4).

Shift Hours (Local) Primary Coverage Handover To
PK Morning 08:00–17:00 PKT PK, NP AE Afternoon
BD Morning 08:00–17:00 BST BD, NP PK Morning
AE Afternoon 12:00–21:00 GST AE, IQ PK Morning (next day)

Handover protocol:

  1. Outgoing shift completes a handover note in the operations channel (Slack #ops-handover) no later than 15 minutes before shift end.
  2. Handover note must include: open incidents, pending settlements, partner escalations, and any anomalies flagged by monitoring.
  3. Incoming shift acknowledges receipt within 10 minutes of shift start.
  4. Any incident not acknowledged is auto-escalated to the COO.

1.2 Daily Operations Stand-up

  • Time: 09:00 GST (11:00 PKT, 11:00 BST) — 15 minutes maximum.
  • Participants: Operations leads from each country, COO (optional).
  • Format: Each country lead reports: (a) settlement status, (b) open incidents, (c) partner issues, (d) volume anomalies.
  • Output: Updated daily ops dashboard.

1.3 Transaction Monitoring

Transaction monitoring runs continuously via automated alerting with human review.

Automated checks (real-time):

Check Threshold Action
Velocity spike >200% of 7-day rolling average per merchant Alert to ops channel; manual review within 15 minutes
Single transaction amount >USD 10,000 equivalent Flag for manual review
Decline rate spike >30% decline rate over 30-minute window Alert to ops and engineering channels
Channel downtime No successful transaction for 15 minutes on any active channel Page on-call engineer; alert ops lead
Fraud pattern match Rule-based pattern detection (velocity + geography + device) Block transaction; flag for compliance review

Human review cadence:

  • Operations analyst reviews flagged transactions every 30 minutes during business hours.
  • Overnight: automated blocks only; manual review at start of next shift.
  • All blocked transactions must be resolved (released or confirmed as fraud) within 4 hours during business hours.

1.4 Settlement Monitoring

  • Settlement dashboard reviewed at 10:00 and 16:00 local time by each country operations lead.
  • Any settlement file not received by expected time triggers an alert to the partner management team.

2. Settlement Process

2.1 Settlement Cycles

Market Cycle Cut-off File Exchange Reconciliation Deadline
PK T+1 23:59 PKT SFTP by 06:00 PKT (T+1) 12:00 PKT (T+1)
BD T+1 23:59 BST API push by 08:00 BST (T+1) 14:00 BST (T+1)
NP T+1 23:59 NPT SFTP by 07:00 NPT (T+1) 13:00 NPT (T+1)
IQ T+2 23:59 AST Manual file by 10:00 AST (T+2) 16:00 AST (T+2)
AE T+1 23:59 GST API push by 08:00 GST (T+1) 12:00 GST (T+1)

2.2 Reconciliation Process

  1. Automated matching: Platform reconciliation engine matches settlement files against transaction records. Target: >99.5% auto-match rate.
  2. Exception handling: Unmatched items are queued for manual reconciliation. Operations analyst must resolve within the reconciliation deadline.
  3. Discrepancy categories:
  4. Amount mismatch: Escalate to partner management if >0.1% of settlement value.
  5. Missing transactions: Check channel health logs; escalate to engineering if system fault suspected.
  6. Duplicate transactions: Flag for reversal; notify merchant.
  7. Sign-off: Country operations lead signs off daily reconciliation. Finance receives confirmed settlement report by reconciliation deadline.

2.3 Discrepancy Resolution

Severity Definition Resolution SLA Escalation
Low <USD 100 total discrepancy 48 hours Operations lead
Medium USD 100–1,000 total discrepancy 24 hours COO
High >USD 1,000 total discrepancy or systemic pattern 4 hours COO + CFO

Unresolved discrepancies exceeding 72 hours are reported to the CFO regardless of severity.

3. Partner Escalation Process

3.1 Operational Escalations

Issue Type First Response Escalation Path
Partner API downtime Operations analyst contacts partner NOC 30 min: Operations lead → 1 hr: COO → 2 hr: CDO (for technical fallback)
Settlement file delay Operations analyst contacts partner operations 2 hr: Operations lead → 4 hr: COO
Fraud from partner channel Block channel immediately Compliance team → COO → CDO (for technical block)
Integration bug Log ticket with partner Operations lead → CDO engineering (for Simpaisa-side investigation)

3.2 Escalation to CDO

The CDO organisation is engaged when:

  • A technical root cause is suspected on Simpaisa's side.
  • A partner integration requires code changes or API version updates.
  • Channel health monitoring (per CHANNEL-HEALTH-MONITORING-STANDARD) indicates a platform-side fault.
  • A security incident is suspected (immediate escalation to CISO under CDO).

Escalation is via the #ops-engineering Slack channel and a corresponding Jira ticket tagged ops-escalation.

4. SLA Tracking

SLA tracking follows the SLA Management Framework. Operations is responsible for:

4.1 Internal SLA Monitoring

Metric Target Measurement Reporting
Transaction success rate ≥99.0% per channel Real-time dashboard Daily to COO
Settlement reconciliation rate ≥99.5% auto-match Daily reconciliation report Daily to COO, weekly to CFO
Incident response time <15 min acknowledgement Incident log Weekly to COO
Partner escalation resolution Per SLA Management Framework Escalation tracker Weekly to COO

4.2 Partner SLA Monitoring

  • Each partner has defined SLAs in their commercial agreement (uptime, response time, settlement timeliness).
  • Operations tracks partner SLA compliance daily.
  • Breaches are logged and reported to the COO weekly.
  • Persistent breaches (3+ in a rolling 30-day window) trigger a formal partner review (see W-21).

5. Operational Reporting

5.1 Daily Report

  • Produced by: Operations lead (rotational across countries).
  • Delivered to: COO, Country Heads.
  • Deadline: 10:00 GST.
  • Contents: Previous day transaction volumes by market and channel, settlement status, open incidents, flagged transactions, channel health summary.

5.2 Weekly Report

  • Produced by: Operations lead.
  • Delivered to: COO, CDO, CFO.
  • Deadline: Monday 12:00 GST.
  • Contents: Week-over-week volume trends, SLA compliance summary, incident summary, partner performance summary, reconciliation exception summary.

5.3 Monthly Report

  • Produced by: COO.
  • Delivered to: CEO, ELT.
  • Deadline: 5th business day of following month.
  • Contents: Monthly transaction volumes and trends, settlement performance, SLA compliance, incident analysis, partner health scorecard, operational cost summary, capacity planning inputs.

6. Channel Health Monitoring

Per the CHANNEL-HEALTH-MONITORING-STANDARD, operations is responsible for:

  1. Monitoring dashboards: Each active channel (bank, mobile money operator, card network) has a real-time health dashboard showing success rate, latency, and error rate.
  2. Health check frequency: Synthetic health checks run every 5 minutes per channel.
  3. Degradation response:
  4. Success rate drops below 95%: Alert to operations channel.
  5. Success rate drops below 90%: Page on-call engineer; COO notified.
  6. Success rate drops below 80%: Activate failover channel if available; escalate to CDO.
  7. Channel maintenance windows: Partners must notify Simpaisa of planned maintenance ≥48 hours in advance. Operations updates the maintenance calendar and notifies affected merchants.

7. Tooling

Tool Purpose Owner
Grafana Transaction monitoring dashboards DevOps (CDO)
PagerDuty Alerting and on-call rotation DevOps (CDO)
Slack (#ops-handover, #ops-engineering) Shift handover and escalation Operations
Jira Incident and escalation tracking Operations
Settlement Engine Automated reconciliation Engineering (CDO)

Appendix: RACI

Activity Operations COO CDO CFO Country Head
Transaction monitoring R A I - I
Settlement reconciliation R A I I I
Partner escalation (operational) R A I - I
Partner escalation (technical) R I A - I
Daily ops report R A I - I
Weekly ops report R A I I I
Monthly ops report I R/A I I I
Channel health response R A C - I